The Securities Exchange Commission (SEC) is responsible for monitoring the investment market for signs of fraudulent or unlawful activity. Receiving a phone call from the SEC can be frightening for finance professionals who trade in stock or work for public companies. A securities attorney can help you navigate any phone call that you receive from the SEC in order to avoid any self-incrimination. Collect Information to Call Back You should never avoid a phone call from the SEC.
Hello, I'm Phillip Kerr and I just love the legal profession and courtroom drama. Have you ever watched judge shows on TV? I know that these shows are not an accurate representation of the courtroom, but there is something you may have noticed. Some individuals come into the courtroom well-dressed, articulate, respectful and with the knowledge and documents necessary to support a case, while others come unprepared, slovenly dressed and appear as if they do not have a care in the world. How you present yourself and the knowledge that you have of the law will have an impact on how you are treated, even if you have legal representation. This blog is designed to assist those who are going to trial in doing just that.